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  2. To qualify for the Series 7 exam, you need to123:
    1. Be employed by a firm that’s a member of FINRA.
    2. Pass the Securities Industry Essentials (SIE) exam.
    3. Be sponsored by a FINRA member firm or a self-regulatory organization (SRO).
    4. There are no specific education requirements, but most candidates have a college degree in a finance-related field.
    Learn more:
    To be qualified to take the Series 7 exam, you must be employed by a firm that’s a member of FINRA and also pass the Securities Industry Essentials (SEI) exam.
    smartasset.com/investing/series-7-exam
    There are no education requirements to sit for the Series 7 exam, although most candidates have a college degree in a finance-related field, and many choose to complete a Series 7 exam prep package prior to sitting for the exam.
    www.kaplanfinancial.com/resources/getting-started…
    To take the Series 7 exam, you must be sponsored by a FINRA member firm or a self-regulatory organization (SRO). Firms apply for candidates to take the exam by filing a Uniform Application for Security Industry Registration or Transfer (Form U4). There is also an exam fee that is commonly covered by the sponsoring firm.
    www.kaplanfinancial.com/resources/getting-started…
     
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