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Broker - Wikipedia
A broker is a person who or entity which arranges transactions between a buyer and a seller. This may be done for a commission when the deal is executed. A broker who also acts as a seller or as a buyer becomes a principal party to the deal. Neither role should be confused with that of an agent—one who … See more
A broker is an independent party whose services are used extensively in some industries. A broker's prime responsibility is to bring sellers and buyers together and thus a broker is the … See more
• Ronald S. Burt. 2004. "Structural Holes and Good Ideas". American Journal of Sociology, Vol. 110, No. 2, pp. 349–399 See more
1934The U.S. Securities and Exchange Commission (SEC) is established to regulate stockbrokers and other securities markets2007The Financial Industry Regulatory Authority (FINRA) is created as a self-regulatory organization for broker-dealers in the U.S.2020The COVID-19 pandemic affects the brokerage industry, as many transactions move online and some sectors face challengesThe word "broker" derives from Old French broceur "small trader", of uncertain origin, but possibly from Old French brocheor meaning … See more
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What Is a Brokerage Firm? How It Makes Money, and …
WEBOct 4, 2024 · A brokerage firm is a middleman who connects buyers and sellers of financial instruments, such as stocks, bonds, and options. Learn about the different types of brokerage firms, how they charge fees, and …
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WEBDec 11, 2023 · A broker is an intermediary who helps perform financial transactions on behalf of a client. This is different than an investor or "first party" buyer, who is making moves for their own direct...
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WEBAug 27, 2024 · A broker-dealer (B-D) is a person or firm in the business of buying and selling securities for its own account or on behalf of its customers. The term broker-dealer is used in U.S. securities...
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