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- Washington, D.C., March 5, 2008 - The Securities and Exchange Commission today charged fund manager Fidelity Investments and 13 current or former employees including high-ranking executives for improperly accepting more than $1.6 million in travel, entertainment, and other gifts paid for by outside brokers courting the massive trading business Fidelity generates on behalf of the mutual funds it manages.
www.sec.gov/news/press/2008/2008-32.htm - People also ask
How the owners of Fidelity get richer at everyday …
WEBIn the six cases Reuters examined where Fidelity bought into investments that were already held by F-Prime, Fidelity funds became the largest or one of the largest …
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Fidelity charitable fund bankrolls "hate groups," critics say
WEBThe Fidelity-affiliated charitable fund granted more than $330,000 over two years to the Family Research Council, a "research and education organization" in Washington, D.C., …
Press Release: SEC Charges Fidelity, Executives and …
WEBWashington, D.C., March 5, 2008 - The Securities and Exchange Commission today charged fund manager Fidelity Investments and 13 current or former employees …
401(k) lawsuit costs Fidelity $28.5 million - InvestmentNews
WEBBy Emile Hallez. Fidelity Investments is settling a lawsuit involving its own 401 (k) plan for $28.5 million, according to court records filed Thursday. The settlement resolves a class …
Fidelity’s $28.5 Million 401(k) Settlement Clears Final Hurdle
WEBJacklyn Wille. Fidelity Investments received final approval for a $28.5 million class settlement with participants in its 401 (k) plan who claimed the firm used the plan’s …
Fidelity, Vanguard and JPMorgan accused of ignoring human rights
WEBFidelity Investments, Vanguard and JPMorgan Asset Management have been accused of paying lip service to human rights in a damning report that claims few of the world’s …
Fidelity accused of ‘unethical’ process for options trading approvals
WEBA Massachusetts regulator has accused the brokerage arm of Fidelity Investments of having “unethical and dishonest” practices to decide which customers may trade options …
Fidelity may face a lesser fraud charge - MarketWatch
WEBBOSTON (MarketWatch) -- Federal regulators are mulling a civil fraud charge against Fidelity Investments for its alleged negligence in connection with a scandal at the …
SEC.gov | SEC Charges 16 Wall Street Firms with Widespread ...
WEBWashington D.C., Sept. 27, 2022 — The Securities and Exchange Commission today announced charges against 15 broker-dealers and one affiliated investment adviser for …
Fidelity drops Fisher's money management firm as withdrawals …
WEBBy Ross Kerber. BOSTON (Reuters) - Fidelity Investments has dropped Fisher Investments as a money manager, a Fidelity spokesman said on Monday, the latest in …
Fidelity Says Vendor Breach Affected Over 28,000 Life Customers
WEBIn 2022, Fidelity Investments Life paid McCamish $719,704 for administrative services, according to the registration statement. The LockBit attack: LockBit, a ransomware …
Identity theft | Scam awareness and protection | Fidelity
WEBIt's a scam. Never read back a one-time security code unless you initiated a call to our official phone number. Here’s how the imposter scam may play out: Your phone rings. …
Fidelity was supposed to be a woman-friendly Wall Street firm.
WEBThis weekend, Fidelity became the latest in a string of high-powered companies facing sexual harassment scandals. Two prominent male employees were fired for making …
SEC penalizes Fidelity over improper gifts - NBC News
WEBFederal regulators on Wednesday fined Fidelity Investments $8 million and brought civil charges against former star money manager Peter Lynch and 12 others for receiving …
Fidelity wins whistleblower retaliation case by ex-employee
WEBBy Nate Raymond. BOSTON, Nov 14 (Reuters) - A U.S. jury on Tuesday sided with Fidelity Investments in rejecting a claim the mutual funds company retaliated against a former …
Fidelity Fined for Failing to Prevent Fraud - WSJ
WEBFidelity Investments’ brokerage unit was slapped with about $1 million in sanctions for failing to detect or prevent theft from nine customers, most of whom were senior citizens, …
Fidelity to pay $28.5 million to settle ERISA claims
WEBFidelity Investments will pay $28.5 million to settle a class-action lawsuit against the company and its fiduciaries alleging ERISA violations, according to a preliminary …
After sexual harassment cases, Fidelity’s CEO has moved her …
WEBIt's one of several actions Johnson, one of the most powerful women in finance, has taken since the privately held investment firm terminated a prominent fund manager after …
Fidelity reviewing ties with billionaire Ken Fisher after ... - CBS News
WEBOctober 15, 2019 / 5:03 PM EDT / MoneyWatch. Fidelity Investments said it's reviewing ties with billionaire money manager Ken Fisher after his "highly inappropriate comments" …
Madoff investment scandal - Wikipedia
WEBProsecutors alleged that he used the London Office, Madoff Securities International Ltd.m to launder more than $250 million of client money by transferring client money from the …
Fidelity deals with fallout after sex harassment allegations
WEBOctober 23, 2017 / 9:04 AM EDT / CBS/AP. The financial world may have its own problems with sexual harassment. The manager of Fidelity Investments' stock-picking unit held …
Fidelity chairman deals with fallout from sexual harassment claims ...
WEBBOSTON (Reuters) - Less than a year into her tenure as chairman of Fidelity Investments, Abigail Johnson faces a crisis amid allegations that the mutual fund giant has a men's …
Fidelity Investments - Wikipedia
WEBFidelity Investments, formerly known as Fidelity Management & Research (FMR), is an American multinational financial services corporation based in Boston, …
Elder fraud and financial exploitation | Protection | Fidelity
WEBImposter scams: A criminal calls pretending to be from Fidelity Investments or another financial company (like your bank) and requests you send them back a one-time …
9 of the Biggest Financial Fraud Cases in History - U.S. News
WEBMay 21, 2024, at 2:02 p.m. 9 Biggest Financial Fraud Cases. More. Reuters. The criminal trial of FTX founder Sam Bankman-Fried was one of the biggest financial fraud cases in …
Fidelity Not Acting as ERISA Fiduciary in Charging Access Fee to …
WEBThe case indicates that retirement plan service providers do not take on functional fiduciary duties merely by maintaining an investment platform, where the authority over the …
The risky allure of WiFi Money - Business Insider
WEBCasa Moeller Martinez wound up embroiled in scandal: News reports in Ecuador said the company owed more than $7 million to investors, ... For one investment opportunity, …
NatWest share sale: everything we know so far - Fidelity …
WEBOfficial government documents say one aim of the NatWest share sale is ‘encouraging retail investing to create a stronger savings and investment culture’. Another is ‘to re …
Ohio HB 6 Updates: FirstEnergy riders approved, with changes
WEBValor Equity Partners, Vy Capital, Andreessen Horowitz, Sequoia Capital, Fidelity, Prince Alwaleed Bin Talal and Kingdom Holding are among the backers who have invested in …
Harlem Capital Seeks To Raise $150 Million - Black Enterprise
WEBFounded in 2019, Harlem Capital currently manages $174 million in assets and has made over 80 investments. Harlem Capital, a Black-led venture capital firm, is seeking to …
The 100 Best Sitcoms Of All Time, Ranked | Cinemablend
WEB75. The Andy Griffith Show. One of the most iconic and wholesome sitcoms of the 20th century, The Andy Griffith Show gave audiences nearly 250 episodes with the residents …
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